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The AML Audit Review Webinar will instruct participants on the how to use Sum2's AML Audit Program for financial institutions.

Subscribers will learn AML audit methodology and AML audit guidelines for financial institutions. The webinar will provide auditors with a set of assessment tools to conduct an AML compliance audit.

The audit will review compliance culture, operational controls and BSA reporting requirements.

The webinar will last approximately 60 minutes followed by Q&A. A subscription fee of $300.00 includes webinar participation, and a license to Sum2's AML Audit Program.

Sum2's AML Audit/Review of Guidelines for Investment Companies is a tool to conduct an independent audit of firm’s AML Program. This audit is a vital tool for investment management companies, RIAs, broker dealers, CTAs, CPOs, money service businesses and industry service providers to conduct a thorough review and risk assessment of internal and counter party AML controls and programs.

This AML audit complies with generally accepted best practice rules and regulations required by The USA PATRIOT ACT and FATF compliant jurisdictions. This audit will help firms and counter parties detect and correct potential problems in complying with AML best practice guidelines and regulatory statutes. This audit can prevent catastrophic damage to a firm’s reputation, ameliorate substantial fines due to non-compliance and strengthen AML risk mitigation practices associated with money laundering and terrorist financing.

Subscribers will receive an e-mail with log in instructions and presentation materials for the webinar. Sum2, LLC